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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-02
TN RA APPROVED 2016-11-10
  • TX RA
    APPROVED
    Since 2016-12-02
  • TN RA
    APPROVED
    Since 2016-11-10

Branch Locations

11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons Llc Knoxville TN 03/2009 11/2016
Raymond James & Associates Knoxville TN 11/2016 Present
  • 03/2009 → 11/2016
    J.J.B. Hilliard, W.L. Lyons Llc
    Knoxville, TN
  • 11/2016 → Present
    Raymond James & Associates
    Knoxville, TN
Previous Registrations
Other Businesses

FUTURE EXECUTOR FOR RELATIVES, NON-INVEST RELATED, 12/2009, 0 HRS/MONTH AND 0 HRS DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2004-10-28
Designations

View on SEC IAPD

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