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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-04-12 |
| TX | RA | APPROVED_RES | 2017-03-13 |
| IL | RA | APPROVED | 2016-01-25 |
Branch Locations
602 N Market St, Mount Carmel, IL 62863 • United States
4166 Wyntree Dr Ste A6, Newburgh, IN 47630 • United States
Chandler, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Mount Carmel | IL | 01/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Mount Carmel | IL | 01/2016 | Present |
| Jade Investments & Retirement Solutions | Mount Carmel | IL | 12/2015 | Present |
Name of Business : Jade Investments & Retirement Solutions Address: Mount Carmel, IL Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 12/04/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: President/ Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-24 |
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