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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-08-12
TX RA APPROVED 2023-06-14
NC RA APPROVED 2023-05-02
  • SC RA
    APPROVED
    Since 2025-08-12
  • TX RA
    APPROVED
    Since 2023-06-14
  • NC RA
    APPROVED
    Since 2023-05-02

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 03/2015 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 05/2023
Truist Investment Services, Inc. Charlotte NC 05/2023 Present
Truist Advisory Services, Inc. Charlotte NC 05/2023 Present
Previous Registrations
  • 2015-03-20 → 2023-05-12
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Lancaster, SC
    Pineville, NC
    Charlotte, NC
  • 2009-10-23 → 2015-03-23
    Greenville, NC
    Greensboro, NC
    Charlotte, NC
    Winterville, NC
    Greensboro, NC
    Greensboro, NC
    Raleigh, NC
  • 2006-07-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Winston-Salem, NC
    Greensboro, NC
    Winston-Salem, NC
    Greensboro, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 2004-09-24
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    2004-09-24

View on SEC IAPD

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