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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

80 Wolf Rd Ste 301, Albany, NY 12205-2608 • United States

7 Airport Park Blvd., Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cusack & Company, Cpa'S Waterford NY 01/1990 Present
Lpl Financial, Llc Albany NY 06/2004 Present
Private Advisor Group Albany NY 04/2016 Present
  • 01/1990 → Present
    Cusack & Company, Cpa'S
    Waterford, NY
  • 06/2004 → Present
    Albany, NY
  • 04/2016 → Present
    Private Advisor Group
    Albany, NY
Other Businesses

1. 6/2/2004: DBA ONLY - ALBANY FINANCIAL GROUP - ALBANY, NY. 2. 6/2/2004: CPA AFFILIATE PROGRAM - CPA. 3. 1/11/2012: TAX PREP/ACCOUNTING/BOOKKEEPING - CUSACK AND COMPANY CPAS - CPA - 100% OF TIME SPENT 4. 04/05/2016 * PRIVATE ADVISOR GROUP * Registered Investment Advisor * (Hybrid) PRIVATE ADVISOR GROUP * INV REL * AT REPORTED BUSINESS LOCATION(S) * CHARGE WRAP FEES * TIME SPENT 1%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-24
  • S63 Uniform Securities Agent State Law Examination
    2000-01-24

View on SEC IAPD

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