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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-13 |
Branch Locations
7545 Irvine Center Drive Suite 200, Irvine, CA 92618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Tustin | CA | 01/2011 | 02/2020 |
| Unemployed | Rancho Santa Margarita | CA | 02/2020 | 06/2020 |
| Waddell & Reed, Inc. | Irvine | CA | 06/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Rancho Santa Margarita | CA | 06/2020 | 07/2021 |
| Lpl Financial Llc | Huntington | CA | 07/2021 | 10/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 11/2024 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 11/2024 | Present |
1. Tijeras Creek Golf Club, 29082 Tijeras Creek, Rancho Santa Margarita, CA - Outside/W-2 Employment - Golf Cart / Event Server. Started 11/24/2021, approx. 15 hrs/mo. INV REL: N 2. Sales Associate - Anthropologie. Located in Irvine Spectrum Center, Irvine, CA. Seasonal help. Start date: 9/14/25, approx. 14 hrs/mo, none during mkt hrs. INV REL: N 3. Retail sales - Brighton Store, Irvine, CA. Start date: 2/2/26, approx. 15 hrs/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-29 |
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