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Adrienne Marie Alvarez

Spc

Irvine, CA

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-13
  • CA RA
    APPROVED
    Since 2024-11-13

Branch Locations

7545 Irvine Center Drive Suite 200, Irvine, CA 92618 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Tustin CA 01/2011 02/2020
Unemployed Rancho Santa Margarita CA 02/2020 06/2020
Waddell & Reed, Inc. Irvine CA 06/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Rancho Santa Margarita CA 06/2020 07/2021
Lpl Financial Llc Huntington CA 07/2021 10/2024
Parkland Securities, Llc Ann Arbor MI 11/2024 Present
Sigma Planning Corporation Ann Arbor MI 11/2024 Present
  • 01/2011 → 02/2020
    Tustin, CA
  • 02/2020 → 06/2020
    Unemployed
    Rancho Santa Margarita, CA
  • 06/2020 → 07/2021
    Waddell & Reed, Inc.
    Irvine, CA
  • 06/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Rancho Santa Margarita, CA
  • 07/2021 → 10/2024
    Huntington, CA
  • 11/2024 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 11/2024 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2021-07-21 → 2024-10-15
    Irvine, CA
    Las Vegas, NV
    Huntington Beach, CA
    Tustin, CA
  • 2020-06-11 → 2021-07-21
    Waddell & Reed
    Las Vegas, NV
    Irvine, CA
    Irvine, CA
  • 2012-02-06 → 2020-03-19
    Tustin, CA
    Orange, CA
    Fullerton, CA
    Tustin, CA
    Brea, CA
    Fullerton, CA
Other Businesses

1. Tijeras Creek Golf Club, 29082 Tijeras Creek, Rancho Santa Margarita, CA - Outside/W-2 Employment - Golf Cart / Event Server. Started 11/24/2021, approx. 15 hrs/mo. INV REL: N 2. Sales Associate - Anthropologie. Located in Irvine Spectrum Center, Irvine, CA. Seasonal help. Start date: 9/14/25, approx. 14 hrs/mo, none during mkt hrs. INV REL: N 3. Retail sales - Brighton Store, Irvine, CA. Start date: 2/2/26, approx. 15 hrs/mo. INV REL: N

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-04
S63 Uniform Securities Agent State Law Examination 2004-12-29
  • S66 Uniform Combined State Law Examination
    2012-02-04
  • S63 Uniform Securities Agent State Law Examination
    2004-12-29
Other Names
  • Adrienne Alvarez

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