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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-12 |
| IA | RA | APPROVED | 2019-05-29 |
Branch Locations
9 Plaza Dr Ste 6, Clear Lake, IA 50428 • United States
8951 Windsor Pkwy, Johnston, IA 50131-2566 • United States
Britt, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clear Lake | IA | 08/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Clear Lake | IA | 03/2020 | Present |
Outside Employment; Integrity Point LLC; I am an employee. I am a Financial Advisor.; Manage advisory business; 8951 Windsor Parkway, , Johnston , IA, 50131; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-01 |
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