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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-12
IA RA APPROVED 2019-05-29
  • TX RA
    APPROVED
    Since 2019-09-12
  • IA RA
    APPROVED
    Since 2019-05-29

Branch Locations

9 Plaza Dr Ste 6, Clear Lake, IA 50428 • United States

8951 Windsor Pkwy, Johnston, IA 50131-2566 • United States

Britt, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Clear Lake IA 08/2016 03/2020
Ameriprise Financial Services, Llc Clear Lake IA 03/2020 Present
Other Businesses

Outside Employment; Integrity Point LLC; I am an employee. I am a Financial Advisor.; Manage advisory business; 8951 Windsor Parkway, , Johnston , IA, 50131; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-01
  • S66 Uniform Combined State Law Examination
    2019-04-01
Other Names
  • Karla Jean Hess
  • Karla Jean Schuknecht

View on SEC IAPD

Other Firms

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