Harry A Ayala

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

White Plains, NY • United States

9920 4Th Avenue Suite 303, Brooklyn, NY 11209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc.	Brooklyn	NY	11/2004	03/2017
Metropolitan Life Insurance Co.	Brooklyn	NY	11/2004	03/2017
Massmutual Life Insurance Co	Brooklyn	NY	07/2016	Present
Mml Investors Services, Llc	Brooklyn	NY	03/2017	Present

11/2004 → 03/2017

Metlife Securities, Inc.

Brooklyn, NY
11/2004 → 03/2017

Metropolitan Life Insurance Co.

Brooklyn, NY
07/2016 → Present

Massmutual Life Insurance Co

Brooklyn, NY
03/2017 → Present

Mml Investors Services, Llc

Brooklyn, NY

Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - LONG TERM CARE - 2 HOURS SECURITIES - 2 HOURS NON SECURITIES- SINCE 9/2012

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-01-09

S63 Uniform Securities Agent State Law Examination

2007-01-09

Other Names

Harry Ayala

View on SEC IAPD