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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-05
NJ RA APPROVED 2016-09-13
  • TX RA
    APPROVED
    Since 2017-01-05
  • NJ RA
    APPROVED
    Since 2016-09-13

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 04/2016 Present
Bank Of America, N.A. Florham Park NJ 05/2016 Present
Other Businesses

I*92983FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MORRIS MUSEUMINVESTMENT RELATED: NADDRESS OF BUSINESS: 6 NORMANDY HEIGHTS ROAD, MORRISTOWN, NEW JERSEY 7960NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/25/2016NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: A PRIVATE, NONPROFIT CORPORATION. CO-CHAIR OF THE "MORRIS MUSEUM'S" ANNUAL GOLF OUTING. I*3134279 Entity Type: Entity Charitable Name of OBA: Morristown Lady Colonials Lacrosse Club Address: Morristown, New Jersey Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/06/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: The goal of the Morristown Lady Colonials Lacrosse Club Inc. is to promote lacrosse among girls in the Greater Morristown Area and to expand the fastest-growing sport's appeal to a broad range of players. Coordinate & run the spring lacrosse clinics for Pre-Kindergarten through 2nd-grade

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-08
S63 Uniform Securities Agent State Law Examination 2012-05-09
  • S66 Uniform Combined State Law Examination
    2016-09-08
  • S63 Uniform Securities Agent State Law Examination
    2012-05-09
Other Names
  • Joe Charles Brigida

View on SEC IAPD

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