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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-05 |
| NJ | RA | APPROVED | 2016-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 04/2016 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 05/2016 | Present |
I*92983FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MORRIS MUSEUMINVESTMENT RELATED: NADDRESS OF BUSINESS: 6 NORMANDY HEIGHTS ROAD, MORRISTOWN, NEW JERSEY 7960NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/25/2016NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: A PRIVATE, NONPROFIT CORPORATION. CO-CHAIR OF THE "MORRIS MUSEUM'S" ANNUAL GOLF OUTING. I*3134279 Entity Type: Entity Charitable Name of OBA: Morristown Lady Colonials Lacrosse Club Address: Morristown, New Jersey Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/06/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: The goal of the Morristown Lady Colonials Lacrosse Club Inc. is to promote lacrosse among girls in the Greater Morristown Area and to expand the fastest-growing sport's appeal to a broad range of players. Coordinate & run the spring lacrosse clinics for Pre-Kindergarten through 2nd-grade
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-09 |
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