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Employer firm

Silver Grove Advisory Services CRD 287512

$454M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RETIREMENT PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Silver Grove Advisory Services

400 Sterling Drive, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-18
  • NY RA
    APPROVED
    Since 2021-08-18

Branch Locations

400 Sterling Drive, Orchard Park, NY 14127 • United States

2821 Wehrle Dr. Suite 4, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Williamsville NY 04/2014 01/2022
Silver Grove Financial Group, Inc. Williamsville NY 03/2017 Present
  • 04/2014 → 01/2022
    Lpl Financial, Llc
    Williamsville, NY
  • 03/2017 → Present
    Silver Grove Financial Group, Inc.
    Williamsville, NY
Other Businesses

1. 04/30/2014 - OWNER OF REAL PROPERTY/ REAL ESTATE RENTAL/ 5%/ BUFFALO, NY 2. 04/30/2014 - OWNER OF REAL PROPERTY/ REAL ESTATE RENTAL/BUFFALO, NY 3. 05/05/2014 - DBA ONLY - SILVER GROVE FINANCIAL GROUP, INC. - WILLIAMSVILLE, NY (4)03/06/2017- Silver Grove Financial Group, Inc.-investment related-At reported business location(s)-Registered Investment Advisor-start 04/01/2017 -Hours per month 80/ Hours during trading 80 -I provide investment advisory services through Silver Grove Advisory Services Inc, an investment advisor firm. I started this business activity on 4/6/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/2014 - LPL FINANCIAL, LLC - investment related - FINANCIAL ADVISOR - WILLIAMSVILLE, New York

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-09
  • S66 Uniform Combined State Law Examination
    2004-09-09
Other Names
  • Ryan Ficorilli
  • Ryan Michael Ficorilli

View on SEC IAPD

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