Brian Keenan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-19
TX	RA	APPROVED	2023-05-19

NY RA
APPROVED

Since 2023-05-19
TX RA
APPROVED

Since 2023-05-19

Branch Locations

Centerport, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc.	New York	NY	05/2014	05/2023
J.P. Morgan Securities Llc	New York	NY	05/2023	Present
Jpmorgan Chase Bank, N.A.	New York	NY	05/2023	Present

05/2014 → 05/2023

Rbc Capital Markets, Llc.

New York, NY
05/2023 → Present

J.P. Morgan Securities Llc

New York, NY
05/2023 → Present

Jpmorgan Chase Bank, N.A.

New York, NY

Previous Registrations

2014-06-09 → 2023-05-25

Rbc Capital Markets, Llc

New York, NY

Other Businesses

Effective 5/15/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-12

S66 Uniform Combined State Law Examination

2005-05-12

Other Names

Brian Keenan
Brian R. Keenan
Brian R Keenan

View on SEC IAPD