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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-29
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2021-06-29
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

8450 Firestone Blvd., Downey, CA 90241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Downey CA 09/2013 Present
Jp Morgan Securities Llc Downey CA 09/2013 Present
Previous Registrations
  • 2010-11-05 → 2012-10-01
    Chase Investment Services Corp.
    Paramount, CA
    Bellflower, CA
    Downey, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: Leonor Zamora POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/18/2014 ADDRESS: Bell Gardens CA 90201 DETAILS: Only responsibility will be to share small portion of rental income and expenses such as taxes and some utilities INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-03
S63 Uniform Securities Agent State Law Examination 2004-08-30
  • S65 Uniform Investment Adviser Law Examination
    2010-11-03
  • S63 Uniform Securities Agent State Law Examination
    2004-08-30

View on SEC IAPD

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