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David Maxfield Nichols

Hantz Financial Services, Inc.

Ann Arbor, MI

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Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-05-09
CO RA APPROVED 2017-03-23
OK RA APPROVED 2017-03-15
OH RA APPROVED 2016-11-10
CT RA APPROVED 2016-01-26
KY RA APPROVED 2016-01-20
FL RA APPROVED 2015-06-25
CA RA APPROVED 2015-03-13
MI RA APPROVED 2011-02-02
  • MO RA
    APPROVED
    Since 2017-05-09
  • CO RA
    APPROVED
    Since 2017-03-23
  • OK RA
    APPROVED
    Since 2017-03-15
  • OH RA
    APPROVED
    Since 2016-11-10
  • CT RA
    APPROVED
    Since 2016-01-26
  • KY RA
    APPROVED
    Since 2016-01-20
  • FL RA
    APPROVED
    Since 2015-06-25
  • CA RA
    APPROVED
    Since 2015-03-13
  • MI RA
    APPROVED
    Since 2011-02-02

Branch Locations

2400 Green Road, Ann Arbor, MI 48105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Southfield MI 06/2004 Present
  • 06/2004 → Present
    Hantz Financial
    Southfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-31
S63 Uniform Securities Agent State Law Examination 2004-08-09
  • S65 Uniform Investment Adviser Law Examination
    2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    2004-08-09
Designations
Other Names
  • David Nichols

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
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LPL FINANCIAL LLC · ANN ARBOR, MI
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