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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
MT RA APPROVED 2017-10-26
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • MT RA
    APPROVED
    Since 2017-10-26

Branch Locations

401 North 31St Street Suite 1610, Billings, MT 59101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Dallas TX 11/2006 06/2017
Msh Capital Advisors Llc Scottsdale AZ 06/2017 07/2017
M.S. Howells & Co. Scottsdale AZ 06/2017 07/2017
Buchanan Capital Inc. Billings MT 06/2017 09/2017
Stifel Nicolaus & Co Inc Billings MT 09/2017 Present
  • 11/2006 → 06/2017
    Prospera Financial
    Dallas, TX
  • 06/2017 → 07/2017
    Scottsdale, AZ
  • 06/2017 → 07/2017
    M.S. Howells & Co.
    Scottsdale, AZ
  • 06/2017 → 09/2017
    Buchanan Capital Inc.
    Billings, MT
  • 09/2017 → Present
    Stifel Nicolaus & Co Inc
    Billings, MT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-05
  • S66 Uniform Combined State Law Examination
    2007-04-05
Other Names
  • Misty Dawn Claerbout

View on SEC IAPD

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