Jason Anthony Sartori

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-08-08
CT	RA	APPROVED	2023-06-28
TX	RA	APPROVED_RES	2023-06-27
IA	RA	APPROVED	2023-06-26

NY RA
APPROVED

Since 2023-08-08
CT RA
APPROVED

Since 2023-06-28
TX RA
APPROVED_RES

Since 2023-06-27
IA RA
APPROVED

Since 2023-06-26

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

Sherrill, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Investment Management Services Llc	Dubuque	IA	04/2005	07/2020
Global Portfolio Strategies, Inc.	Dubuque	IA	10/2006	12/2018
The Prudential Insurance Company Of America	Dubuque	IA	04/2005	07/2020
Prudential Customer Solutions Llc	Dubuque	IA	05/2019	07/2020
Empower Retirement	Denver	CO	09/2020	05/2021
Midwest One Bank	Dubuque	IA	05/2021	06/2023
Lpl Financial Llc	Dubuque	IA	06/2021	06/2023
Voya Financial Advisors	Windsor	CT	06/2023	Present

04/2005 → 07/2020

Prudential Investment Management Services Llc

Dubuque, IA
10/2006 → 12/2018

Global Portfolio Strategies, Inc.

Dubuque, IA
04/2005 → 07/2020

The Prudential Insurance Company Of America

Dubuque, IA
05/2019 → 07/2020

Prudential Customer Solutions Llc

Dubuque, IA
09/2020 → 05/2021

Empower Retirement

Denver, CO
05/2021 → 06/2023

Midwest One Bank

Dubuque, IA
06/2021 → 06/2023

Lpl Financial Llc

Dubuque, IA
06/2023 → Present

Voya Financial Advisors

Windsor, CT

Previous Registrations

2021-06-09 → 2023-07-05

Lpl Financial Llc

Dubuque, IA
2020-09-16 → 2021-05-12

Empower Advisory Group, Llc

Sherrill, IA

Greenwood Village, CO
2019-05-31 → 2020-07-16

Prudential Select Strategies Llc

Dubuque, IA
2006-10-23 → 2018-12-31

Global Portfolio Strategies, Inc.

Dubuque, IA

Hartford, CT
2004-09-17 → 2005-04-30

Prudential Retirement Brokerage Services, Inc.

Dubuque, IA

Other Businesses

DUBUQUE INDEPENDENT LEAGUE BASEBALL POSITION: Assistant Coach NATURE: Baseball INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 12614 Nightengale Ln, Dubuque IA 52003, United States DESCRIPTION: Volunteer Coach

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-14

S66 Uniform Combined State Law Examination

2004-09-14

View on SEC IAPD