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Joshua Brian Murty

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-08-16
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-08-16
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 10/2009 Present
Bank Of America, N.A. Brea CA 05/2011 Present
Previous Registrations
  • 2007-09-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Costa Mesa, CA
    Villa Park, CA
  • 2004-11-05 → 2007-09-27
    A. G. Edwards & Sons, Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-03
  • S66 Uniform Combined State Law Examination
    2004-11-03
Other Names
  • Josh Brian Murty

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
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