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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-05
AR RA APPROVED 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2020-08-05
  • AR RA
    APPROVED
    Since 2016-12-14

Branch Locations

200 S. 20Th Street Suite A, Rogers, AR 72758 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Management & Research, Inc. Marion IA 09/2014 12/2016
Bfc Planning Marion IA 09/2014 12/2016
Vanderbilt Securities, Llc Woodbury NY 12/2016 Present
  • 09/2014 → 12/2016
    Securities Management & Research, Inc.
    Marion, IA
  • 09/2014 → 12/2016
    Bfc Planning
    Marion, IA
  • 12/2016 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
Previous Registrations
  • 2014-09-11 → 2016-12-09
    Rogers, AR
    Cedar Rapids, IA
  • 2008-07-16 → 2014-09-19
    Avantax Advisory Services
    Rogers, AR
  • 2005-08-24 → 2008-07-07
    1St Global Advisors Inc
    Rogers, AR
Other Businesses

1. WORDEN & WORDEN CPAs, PA. Not investment related. Start date: 07/01/1987. Address: 200 S. 20th St., Suite A, Rogers AR, 72758. Title: President/Manager/Shareholder. Duties: I am a certified public accountant licensed in the state of Arkansas. I am the resident manager at this location. I am the president/50% shareholder. Time spent during regular hours: 90%. 2.WORDEN WEALTH MANAGEMENT- Investment related. Start date: 07/01/2005. Address: 200 S. 20th St., Suite A, Rogers AR, 72758. Title: Owner, manager. Duties: Portfolio manager, financial advisory and business manager. Time spent during regular hours: 40%. 3. WORDEN INVESTMENTS,LLC- Not investment related. Start date: 10/31/2009. Address: 200 S. 20th St., Suite A, Rogers AR, 72758. Title: Co-owner/management. Duties: Manage/own/lease commercial real estate.. Time spent during regular hours: 5%. 4. LARRY WORDEN, CPA-N-ROGERS, AR-INSURANCE-PRODUCER-09/2014-40-10-INSURANCE SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-29
  • S66 Uniform Combined State Law Examination
    2004-11-29

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