Michael Wayne Thigpen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2020
  Investacorp, Inc.
  Miami, FL
• 06/2015 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Alpharetta, GA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Alpharetta, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Alpharetta, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Alpharetta, GA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Alpharetta, GA
• 2015-07-07 → 2020-07-17
  Investacorp Advisory Services Inc
  Alpharetta, GA
  Roswell, GA
  Alpharetta, GA
• 2005-02-24 → 2015-06-25
  Equity Services, Inc.
  Sandy Springs, GA
  Atlanta, GA

Other Businesses

MICHAEL THIGPEN -INVESTMENT RELATED, CONDUCTED FROM 11175 CICERO DRIVE, SUITE 100, ALPHARETTA, GA 30022. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS SOLICITOR OF LTAM'S IADVICE SYMBIL, MY POSITION IN THE ORGANIZATION IS SOLICITOR, MY ROLE AS A SOLICITOR IS RESTRICTED ONLY TO REFERRING PROSPECTIVE CLIENTS TO LTAM'S IADVICE WEBSITE AND I AM NOT INVOLVED IN MAKING AN ADVISORY RECOMMENDATIONS OR EFFECTING ANY TRANSACTIONS. IN RETURN, I AM COMPENSATED A .20% REFERRAL FEE BY LTAM THROUGH INVESTACORP. I DO NOT OFFER ANY PRODUCTS OR SERVICES IN THIS ROLE. 05/2016 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 4 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 0 OF HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. EVOLUTIONS FINANCIAL, LLC POSITION: President NATURE: Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2015 ADDRESS: 11175 Cicero Drive, Suite 100, Alpharetta GA 30022 DESCRIPTION: Evolutions Financial is a wealth management firm that provides financial planning, investment and risk management for individuals and business owners. DBA - Evolutions Financial, LLC SOLICITOR FOR LTAM'S SYMBIL POSITION: Solicitor NATURE: THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS SOLICITOR OF LTAM'S IADVICE SYMBIL, MY POSITION IN THE ORGANIZATION IS SOLICITOR, MY ROLE AS A SOLICITOR IS RESTRICTED ONLY TO REFERRING PROSPECTIVE CLIENTS TO LTAM'S IADVICE WEBSITE AND I AM NOT INVOLVED IN MAKING AN ADVISORY RECOMMENDATIONS OR EFFECTING ANY TRANSACTIONS. IN RETURN, I AM COMPENSATED A .20% REFERRAL FEE BY LTAM THROUGH Securities America. I DO NOT OFFER ANY PRODUCTS OR SERVICES IN THIS ROLE. 05/2016 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 4 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 0 OF HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2020 ADDRESS: 11175 Cicero Dr., Suite 100, Alpharetta GA 30022, United States DESCRIPTION: MY ROLE AS A SOLICITOR IS RESTRICTED ONLY TO REFERRING PROSPECTIVE CLIENTS TO LTAM'S IADVICE WEBSITE AND I AM NOT INVOLVED IN MAKING AN ADVISORY RECOMMENDATIONS OR EFFECTING ANY TRANSACTIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-10
• S63 Uniform Securities Agent State Law Examination
  2004-09-13