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Asako Kanekiyo Thompson

Morgan Stanley

San Jose, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-30
CA RA APPROVED 2022-04-29
  • TX RA
    APPROVED_RES
    Since 2022-04-30
  • CA RA
    APPROVED
    Since 2022-04-29

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services San Francisco CA 09/2002 04/2022
Morgan Stanley Smith Barney Llc San Jose CA 04/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2022 Present
  • 09/2002 → 04/2022
    Unionbanc Investment Services
    San Francisco, CA
  • 04/2022 → Present
    Morgan Stanley Smith Barney Llc
    San Jose, CA
  • 06/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2005-01-01 → 2022-05-06
    U.S. Bancorp Advisors, Llc
    Sunnyvale, CA
    Sunnyvale, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21
Other Names
  • Asako Kanekiyo

View on SEC IAPD

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ROLO VENTURES MANAGEMENT LLC
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HICKOK ADVISORY, LLC

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Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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