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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-06-09
  • MA RA
    APPROVED
    Since 2020-06-09

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

25 Braintree Hill Office Park Suite 200, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Financial Advisors, Llc Braintree MA 03/2012 05/2020
Lpl Financial Llc Braintree MA 03/2012 Present
Iht Wealth Management Llc Chicago IL 05/2020 Present
  • 03/2012 → 05/2020
    U.S. Financial Advisors, Llc
    Braintree, MA
  • 03/2012 → Present
    Lpl Financial Llc
    Braintree, MA
  • 05/2020 → Present
    Chicago, IL
Previous Registrations
Other Businesses

1. 6/8/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 6/12/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
S63 Uniform Securities Agent State Law Examination 2004-09-03
  • S66 Uniform Combined State Law Examination
    2005-08-19
  • S63 Uniform Securities Agent State Law Examination
    2004-09-03

View on SEC IAPD

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