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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-06-09 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
25 Braintree Hill Office Park Suite 200, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Financial Advisors, Llc | Braintree | MA | 03/2012 | 05/2020 |
| Lpl Financial Llc | Braintree | MA | 03/2012 | Present |
| Iht Wealth Management Llc | Chicago | IL | 05/2020 | Present |
1. 6/8/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 6/12/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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