Gregory Reed Hicks

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2020 → Present
  Duncan Financial Planning Advisors
  Irwin, PA

Previous Registrations

• 2013-11-13 → 2015-05-19
  Vertical Capital Asset Management, Llc
  Irvine, CA
• 2005-03-09 → 2008-12-15
  Ameriprise Advisor Services, Inc.
  Salt Lake City, UT
  Midvale, UT

Other Businesses

1. UTAH KEY REAL ESTATE, 10459 1300 W #102, SOUTH JORDAN, UT, 02/04/2019. REAL ESTATE AGENT. NIR-2/WK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2016 AS ADVISORY REP OF A RIA. INV REL - 0 HRS. 05/12/16 3. DUNCAN FINANCIAL PLANNING ADVISORS, 311 MAIN STREET, IRWIN, PA, 12/08/20, INV REL, INVESTMENT ADVISOR, 6 HR/MO- 0/TRADING HR. 4. FOOTHILL FAMILY CLINIC, 2295 SOUTH FOOTHILL DRIVE, SALT LAKE CITY, UT, COVID-19 STUDY, 05/04/21, NIR, SUBJECT, 4 HR/YR- 0/TRADING HR. 5. GREG HICKS, 6050 S Wabash Circle, Murray UT 84123, 11/2021, OWNER, DOG BOARDING BUSINESS, NIR, 8 HR/MONTH 0 HR/MONTH TRADING 6. DUNCAN ADVISOR RESOURCES, Murray UT 84123, United States, 01/02/2020, W2 Employee, NIR, 160 HR/MO - 160 HR/MO TRADING 7. HIJINKS, 6050 S WABASH CIR, MURRAY UT 84123, 10/2023, OWNER OF RENTAL MANAGEMENT COMPANY, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-08
• S63 Uniform Securities Agent State Law Examination
  2004-12-23

Other Names

• Gregory Hicks
• Greg Hicks