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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-10-25
NC RA APPROVED 2004-10-08
  • TX RA
    APPROVED
    Since 2004-10-25
  • NC RA
    APPROVED
    Since 2004-10-08

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2004 Present
Bank Of America, Na Charlotte NC 11/2009 Present
Other Businesses

RNC INSURANCE 520 WHITE PLAINS ROAD SUITE 500 TARRYTOWN, NY 10591 1-2 HOURS A MONTH ANTICIPATED TO MONITOR INVESTMENTS. THE FINANCIAL RELATIONSHIP WITH RNC WAS DEVISED AS A TAX-EFFICIENT WAY OF LOANING MONEY TO FUND AN INSURANCE AGENCY. RNC INSURANCE IS A VERY SMALL, INDEPENDENT INSURANCE AGENCY INCORPORATED IN 8/2003. IT IS INCORPORATED IN THE STATE OF NEW YORK BASED IN TARRYTOWN, NY. IT WAS CREATED TO OFFER PROPERTY/CASUALTY INSURANCE. IT IS A REFERRAL-BASED AGENCY. THE MANAGER AND CURRENT PRESIDENT IS DAVID M. THE TWO PRIMARY OWNERS IN THE CORPORATION ARE C.SINOR AND ROBERT KLEIDERLEIN, EACH OF WHOM AGREED TO CONTRIBUTE TO ASSIST IN THE INITIAL COSTS IN STARTING THE INSURANCE AGENCY. IN RETURN FOR THEIR INDIVIDUAL CONTRIBUTIONS ROBERT AND C.SINOR EACH RECEIVED 45 SHARES OF THE CORPORATION AND TOOK UP BOARD MEMBER AND OFFICER POSITIONS. ROBERT RESIGNED HIS POSITIONS BEFORE STARTING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-07
  • S66 Uniform Combined State Law Examination
    2004-10-07
Other Names
  • Robert F Kleiderlein

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