Jeffrey David Santos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-09-07
MD	RA	APPROVED	2011-09-29

TX RA
APPROVED_RES

Since 2012-09-07
MD RA
APPROVED

Since 2011-09-29

Branch Locations

7501 Wisconsin Ave, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bethesda	MD	09/2011	Present
Bank Of America, N.A.	Bethesda	MD	04/2017	Present

09/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD
04/2017 → Present

Bank Of America, N.A.

Bethesda, MD

Previous Registrations

2009-01-13 → 2011-10-31

Convergent Wealth Advisors, Llc

Potomac, MD
2005-02-04 → 2008-09-15

Citigroup Global Markets Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-08-27
S66	Uniform Combined State Law Examination	2004-12-20

S63 Uniform Securities Agent State Law Examination

2012-08-27
S66 Uniform Combined State Law Examination

2004-12-20

View on SEC IAPD

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