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Tiffany Nicole Tobias

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-08-07
AZ RA APPROVED 2024-04-09
HI RA APPROVED 2024-04-05
NV RA APPROVED 2024-03-27
NM RA APPROVED 2024-03-26
CA RA APPROVED 2024-03-25
  • UT RA
    APPROVED
    Since 2024-08-07
  • AZ RA
    APPROVED
    Since 2024-04-09
  • HI RA
    APPROVED
    Since 2024-04-05
  • NV RA
    APPROVED
    Since 2024-03-27
  • NM RA
    APPROVED
    Since 2024-03-26
  • CA RA
    APPROVED
    Since 2024-03-25

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 11/2010 03/2024
Tcw Llc Los Angeles CA 03/2024 Present
Tcw Funds Distributors Los Angeles CA 03/2024 Present
  • 11/2010 → 03/2024
    Blackrock
    San Francisco, CA
  • 03/2024 → Present
    Tcw Llc
    Los Angeles, CA
  • 03/2024 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-13
S63 Uniform Securities Agent State Law Examination 2005-09-08
  • S65 Uniform Investment Adviser Law Examination
    2006-07-13
  • S63 Uniform Securities Agent State Law Examination
    2005-09-08

View on SEC IAPD

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