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Arkadios Wealth Advisors CRD 288863
$8.79B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-02-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 08/2017 | 11/2025 |
| Sequence Financial Specialists | Suwanee | GA | 07/2016 | 07/2017 |
| Roger's Retirement Readiness Alliance Llc | Alpharetta | GA | 12/2017 | 12/2018 |
| Dempsey Lord Smith, Llc | Rome | GA | 01/2018 | 02/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | 02/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | 02/2026 |
| Arkadios Capital | Atlanta | GA | 02/2026 | Present |
| Arkadios Wealth Advisers | Atlanta | GA | 02/2026 | Present |
1. INNOVATIVE COLLECTIBLES, 405 Watermill Way, Suwanee GA 30024, United States, 05/01/2025, President, innovative collectibles buy/sell coins and collectibles, NIR, 4 HR/MO - 0 HR/MO TRADING 2. OAKTREE CONSULTING, 405 Watermill Way, Suwanee GA 30024, United States, 10/01/2017, President, Marketing, NIR, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-22 |
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