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Patrick James Morrison

LPl Financial LLC

Clarendon Hills, IL

CRD 4827914

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-10
IL RA APPROVED 2009-03-20
  • TX RA
    APPROVED_RES
    Since 2010-08-10
  • IL RA
    APPROVED
    Since 2009-03-20

Branch Locations

Clarendon Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clarendon Hills IL 03/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-03-25
    Wells Fargo Clearing Services, Llc
    Oak Brook, IL
    Oakbrook Terrace, IL
  • 2004-09-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Oakbrook Terrace, IL
    St. Louis, MO
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-22
  • S66 Uniform Combined State Law Examination
    2004-09-22
Other Names
  • Pat Morrison
  • Patrick J. Morrison
  • P. James Morrison

View on SEC IAPD

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