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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
8115 Preston Rd Ste 300 [Vb-Rbo], Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 02/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2017 | 06/2017 |
| Institutional Securities Corp | Dallas | TX | 06/2017 | 11/2021 |
| Isc Advisors, Inc. | Dallas | TX | 06/2017 | 11/2021 |
| Commonwealth Financial Network | Waltham | MA | 11/2021 | 05/2026 |
| Duke Wealth Management | Dallas | TX | 11/2021 | 05/2026 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-22 |
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