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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-01
IA RA APPROVED 2002-08-23
  • TX RA
    APPROVED_RES
    Since 2024-10-01
  • IA RA
    APPROVED
    Since 2002-08-23

Branch Locations

2550 Middle Road Suite 204, Bettendorf, IA 52722 • United States

2019 Grant St, Bettendorf, IA 52722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Bettendorf IA 12/1999 Present
Mml Investors Services, Llc Bettendorf IA 01/2000 Present
Other Businesses

(1)NAME: TROY E. SHEETS INV REL: Y ADDR: 2550 MIDDLE RD, STE 240, BETTENDORF, IA 52722 NATURE: INDIVIDUAL LIFE, HEALTH POSITION: SALES START: 1/1/2011 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (2)NAME: TROY E. SHEETS INV REL: Y ADD: 2550 MIDDLE ROAD BETTENDORF IA 52722 NATURE: OUTSIDE INSURANCE; FIXED ANNUITIES AND LIFE POSITION: BROKER START DATE: 04/01/2021 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TRADITIONAL INSURANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-12
S63 Uniform Securities Agent State Law Examination 2000-03-15
  • S65 Uniform Investment Adviser Law Examination
    2002-07-12
  • S63 Uniform Securities Agent State Law Examination
    2000-03-15

View on SEC IAPD

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