Best Investors Account Sign in

Raul Aldrin Vargas

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 4827335

Claim This Profile
Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-23
  • OH RA
    APPROVED
    Since 2023-02-23

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Lakeland FL 11/2012 08/2018
Mml Distributors, Llc Apollo Beach FL 05/2014 08/2018
Newport Group, Inc. Walnut Creek CA 08/2018 12/2019
Newport Group Securities, Inc. Lake Mary FL 08/2018 12/2019
Gallagher Benefit Services Orlando FL 12/2019 09/2021
Human Interest Orlando FL 04/2022 01/2023
Nationwide Investment Services Corp. Columbus OH 01/2023 Present
Unemployment Orlando FL 09/2021 04/2022
  • 11/2012 → 08/2018
    Massachusetts Mutual Life Insurance Company
    Lakeland, FL
  • 05/2014 → 08/2018
    Mml Distributors, Llc
    Apollo Beach, FL
  • 08/2018 → 12/2019
    Newport Group, Inc.
    Walnut Creek, CA
  • 08/2018 → 12/2019
    Newport Group Securities, Inc.
    Lake Mary, FL
  • 12/2019 → 09/2021
    Gallagher Benefit Services
    Orlando, FL
  • 04/2022 → 01/2023
    Human Interest
    Orlando, FL
  • 01/2023 → Present
    Nationwide Investment Services Corp.
    Columbus, OH
  • 09/2021 → 04/2022
    Unemployment
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-13
S63 Uniform Securities Agent State Law Examination 2006-08-21
  • S65 Uniform Investment Adviser Law Examination
    2020-02-13
  • S63 Uniform Securities Agent State Law Examination
    2006-08-21
Other Names
  • Raul Vargas

View on SEC IAPD

More in Columbus, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor