Loran F. Graham

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2017-04-28
TX	RA	APPROVED	2015-09-17
WA	RA	APPROVED	2012-01-24

IA RA
APPROVED

Since 2017-04-28
TX RA
APPROVED

Since 2015-09-17
WA RA
APPROVED

Since 2012-01-24

Branch Locations

Spokane, WA • United States

621 W Mallon Ave Ste 505, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Spokane	WA	01/2012	Present

01/2012 → Present

Lpl Financial, Llc

Spokane, WA

Previous Registrations

2008-01-04 → 2012-01-23

Pacific West Financial Consultants Inc

Renton, WA
2006-05-15 → 2008-01-07

Aletheia Research And Management Inc

Santa Monica, CA

Other Businesses

1. 01/23/2012: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENT. - Time Spent 2%. 2. 01/23/2012: LORAN GRAHAM, CO. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - TIME SPENT 90%. 3. 11/25/2013: No Business Name - Not Investment Related - OTHER-AUTHOR - Time Spent 10% - AUTHOR/PUBLISHING. BOOK SALES, ROYALTIES, AND/OR HONORARIUMS FOR AUTHOR PUBLIC APPEARANCES (BOOK SIGNINGS, READINGS, SPEAKING, AUTHOR RADIO/TV INTERVIEWS, BOOK REVIEWS, AUTHOR INTERVIEWS, ETC.) NO REFERENCE TO LPL BUSINESS SHALL BE MADE BY AUTHOR. 4. 11/10/2017 - No Business Name - Not Investment Related - Various college campuses, including Whitworth University at 300 W Hawthorne Rd, Spokane WA 99251 - Other - Teaching - 10/16/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 09/28/2022 - LFG Holdings, LLC - Investment Related - Spokane WA 99201 - Real Estate Rental - Start Date - 09/01/2022 - 2 Hours Per Month/2 Hours During Securities Trading 6. 03/19/2025 - PNW Hangar, LLC - Real Estate Rental - Investment Related - Spokane, WA - Start Date: 01/31/2025 2 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-03-28
S63	Uniform Securities Agent State Law Examination	2004-08-30

S65 Uniform Investment Adviser Law Examination

2008-03-28
S63 Uniform Securities Agent State Law Examination

2004-08-30

Designations

Other Names

Loran Shane Fink-Graham
Loran Shane Fink

View on SEC IAPD