John J Klein

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fisher Investments	Woodside	CA	01/2013	07/2024
Fisher Retirement Solutions Llc	Plano	TX	07/2024	Present

2013-03-20 → 2024-07-03

Fisher Investments

San Mateo, CA

Plano, TX

Plano, TX

Camas, WA
2012-08-20 → 2013-01-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jupiter, FL
2006-12-14 → 2008-05-06

Chase Investment Services Corp.

Chicago, IL
2006-05-02 → 2006-11-07

Ameriprise Advisor Services, Inc.

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-16