Andrew Michael Mallardi

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 05/2019
  Tdameritrade Inc
  Paramus, NJ
• 05/2019 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2009-02-19 → 2019-05-08
  Td Ameritrade, Inc.
  Paramus, NJ
  Short Hills, NJ
  Morristown, NJ
  Short Hills, NJ
• 2009-02-19 → 2019-05-08
  Td Ameritrade Investment Management, Llc
  Paramus, NJ
  Short Hills, NJ
  Short Hills, NJ
  Morristown, NJ
• 2008-05-08 → 2009-02-17
  Oppenheimer & Co. Inc.
  New York, NY
• 2005-08-01 → 2007-07-10
  Neuberger Berman Bd Llc
  New York, NY
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2005-06-08