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Karen Elizabeth Nystrom

Ubs Financial Services Inc.

Lafayette, CO

Boulder, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-15
CO RA APPROVED 2004-04-30
  • TX RA
    APPROVED_RES
    Since 2016-06-15
  • CO RA
    APPROVED
    Since 2004-04-30

Branch Locations

Lafayette, CO • United States

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boulder CO 04/2004 Present
Previous Registrations
  • 2001-01-23 → 2004-05-04
    A. G. Edwards & Sons, Inc.
    Broomfield, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-23
  • S66 Uniform Combined State Law Examination
    2000-03-23

View on SEC IAPD

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