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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-25 |
Branch Locations
25 Orinda Way Suite 250, Orinda, CA 94563 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | San Francisco | CA | 01/2016 | 12/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | San Francisco | CA | 01/2016 | 12/2017 |
| Unemployed | San Francisco | CA | 01/2018 | 10/2018 |
| J.P. Morgan Chase & Co. | San Francisco | CA | 11/2018 | 11/2020 |
| Unemployed | San Francisco | CA | 12/2020 | 05/2021 |
| Trigofi, Inc. | San Francisco | CA | 06/2021 | 11/2022 |
| Hightower Advisors | Chicago | IL | 11/2022 | Present |
San Francisco Waldorf School Investment related. 2938 Washington Street, San Francisco, CA 94115 An independent preK-12 school. Finance Committee Member Start date 05/13/2022 Two hours per month, none during securoities trading hours. Role on Finance Committee is to support the Director of Finance, Board of Trustees and Administration with financial oversight, budgeting, planning and investing with the objective of maintaining a financially healthy school, planning for a stable future and safely growing the value of assets and investments. As it relates to the Endowment/Cash Reserve - the committee is responsible for staying abreast of the Investment Committee's management of Endowment and Cash Reserves, in accord with the Investment Policy as reported via the Director of Finance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-15 |
| S66 | Uniform Combined State Law Examination | 2016-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-11 |
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