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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-03
SD RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2019-04-03
  • SD RA
    APPROVED
    Since 2011-01-03

Branch Locations

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

405 Dakota Ave S, Huron, SD 57350 • United States

825 Saint Joseph St, Rapid City, SD 57701 • United States

204 S 1St St, Aberdeen, SD 57401 • United States

6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Sioux Falls SD 09/2000 Present
Wells Fargo Advisors Llc Sioux Falls SD 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
  • 09/2000 → Present
    Wells Fargo Bank
    Sioux Falls, SD
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Sioux Falls, SD
  • 11/2016 → Present
    Sioux Falls, SD
Previous Registrations
  • 2004-10-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Sioux Falls, SD
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

GREEN JEAN FARMS LLP; INVESTMENT RELATED; ALPENA, SD; 50% OWNERSHIP; DATE:1-15-2008; HOURS: 1 PER YEAR - 0 DURING TRADING HOURS; DUTIES: FARMING ACTIVITIES-AGRICULTURAL RENTAL PROPERTY. RENTAL PROPERTY; INV-RELATED; ALPHENA, SD (SANBORN COUNTY); 100% OWNERSHIP WITH SPOUSE; START DATE: 12/18/2014; HOURS: <1 PER MONTH-0 DURING TRADING; DUTIES: AGRICULTURAL RENTAL PROPERTY. RENTAL PROPERTY; INV-RELATED; HURON, SD (BEADLE COUNTY); 100% OWNERSHIP WITH SPOUSE; START DATE: 06/16/2014; HOURS: <1 PER MONTH-0 DURING TRADING; DUTIES: AGRICULTURAL RENTAL PROPERTY. ELLSBEE PROPERTIES LLC, INV RELATED, ABERDEEN, SD, 5% OWNER, START: 4/15/2015, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: BUY AND BUILD TWINHOMES. BRANDON SARGENT; NOT INV RELATED; SIOUX FALLS; SD; CATTLE; SOLE PROPRIERTORSHIP; START 1/30/2003; 0.50 HOURS PER MONTH, 0 DURING TRADING; RAISING AND SELLING CATTLE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-22
  • S66 Uniform Combined State Law Examination
    2004-10-22

View on SEC IAPD

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