Vincent Armond Croom

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2005-09-02 → 2012-05-07
  First Command Brokerage Services, Inc.
  San Diego, CA
  San Diego, CA
• 2005-01-04 → 2005-09-02
  First Command Bank
  Fort Worth, TX

Other Businesses

1) CROOM FINANCIAL, 8880 RIO SAN DIEGO DR, STE 800, SAN DIEGO, CA, 5/2012 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 7/WK - 3/TRADING. 2) RENTAL PROPERTY OWNER, CHULA VISTA, CA, 4/2018. NIR - 2/WK - 0/TRADING. 3) THE FINANCIAL EFFECT, 8880 RIO SAN DIEGO DR SAN DIEGO CA, 12/2018, CEO PERSONAL FINANCE BLOG, NIR 40 HR/MONTH 0 HR/MONTH TRADING. 4) THE FINANCIAL EFFECT, 8880 RIO SAN DIEGO DRIVE SAN DIEGO CA, EVENTS- CO- 02/12/21, INV REL, 1 HR/MO- 0/TRADING HR. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/02/2012 6) CROOM FINANCIAL, 8880 Rio San Diego Drive, San Diego, CA 91910, 11/2024, President, Tax Services, NIR, 10 HR/MO, 10 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-25
• S65 Uniform Investment Adviser Law Examination
  2004-11-23

Designations

• Certified Financial Planner

Other Names

• Armond Croom