Matthew David Phillips

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Msi Financial Services Inc.
  Boston, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Boston, MA

Previous Registrations

• 2008-09-18 → 2017-03-25
  Msi Financial Services, Inc.
  Somerset, NJ
  Boston, MA
  Springfield, MA
  Springfield, MA
  Boston, MA
  Charlotte, NC
  Boston, MA
  Somerset, NJ
  Boston, MA
  Boston, MA
  Boston, MA
• 2007-06-27 → 2015-01-02
  New England Securities
  Somerset, NJ
  Boston, MA
  New York, NY
  New York, NY
  Boston, MA
  Charlotte, NC
  Boston, MA
  Somerset, NJ
  Boston, MA
• 2008-09-18 → 2012-02-24
  Tower Square Securities, Inc.
  New York, NY
  Boston, MA
  Somerset, NJ
  Somerset, NJ
• 2008-09-18 → 2012-02-24
  Walnut Street Securities, Inc.
  New York, NY
  Boston, MA
  Somerset, NJ
  Somerset, NJ
• 2006-01-13 → 2007-01-04
  Lpl Financial Llc
  Needham, MA
  Newton, MA

Exams

• S66 Uniform Combined State Law Examination
  2005-02-14