Jose R Barajas

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Glendale, CA
• 10/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Glendale, CA

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Montebello, CA
  Baldwin Park, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Monterey Park, CA
  Los Angeles, CA
  El Monte, CA
  Los Angeles, CA
  San Pedro, CA
  San Pedro, CA
  Bellflower, CA
  Downey, CA
  Bellflower, CA
  Anaheim, CA
  Anaheim, CA
  Downey, CA
  Norwalk, CA
  Santa Fe Springs, CA
  Whittier, CA
  Whittier, CA
  Fullerton, CA
  La Mirada, CA
  Paramount, CA
  Anaheim, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Alhambra, CA
  Bell, CA
  South Pasadena, CA
  La Canada, CA
  Pico Rivera, CA
  Los Angeles, CA
  Pasadena, CA
  Los Angeles, CA
  Los Angeles, CA
  Montrose, CA
  Lynwood, CA
  Pico Rivera, CA
  Los Angeles, CA
  Los Angeles, CA
  Montebello, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Huntington Park, CA
  Pico Rivera, CA
  South Gate, CA
  Bell Gardens, CA
  Paramount, CA
  Whittier, CA
  Downey, CA
• 2007-04-02 → 2009-05-02
  Wamu Investments, Inc.
  Torrance, CA
  San Pedro, CA
  San Pedro, CA
  Long Beach, CA
  Long Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-30
• S63 Uniform Securities Agent State Law Examination
  2004-09-24

Designations

• Certified Financial Planner

Other Names

• Jose Ramon Barajas