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Seth Evan Guenther

Beacon Pointe Advisors, LLC

Newport Beach, CA

Denver, CO

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
CO RA APPROVED 2019-07-11
  • TX RA
    APPROVED
    Since 2025-02-04
  • CO RA
    APPROVED
    Since 2019-07-11

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

2000 South Colorado Blvd Tower Two, Suite 1150, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Denver CO 05/2011 06/2019
Beacon Pointe Wealth Advisors, Llc Scottsdale AZ 07/2019 03/2020
Beacon Pointe Advisors, Llc Scottsdale AZ 07/2019 03/2020
Beacon Pointe Advisors, Llc Scottsdale AZ 04/2020 04/2023
Beacon Pointe Advisors, Llc Scottsdale AZ 04/2023 Present
Previous Registrations
  • 2019-07-11 → 2020-04-27
    Beacon Pointe Wealth Advisors, Llc
    Newport Beach, CA
    Arvada, CO
    Scottsdale, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-05-31
  • S63 Uniform Securities Agent State Law Examination
    2007-05-31
Designations
Other Names
  • Seth Guenther

View on SEC IAPD

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