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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2024-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | Highlands | NC | 03/2015 | 04/2024 |
| Lpl Financial Llc | Highlands | NC | 04/2024 | Present |
1) 03/04/2024 - Hickory Ridge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 12/06/2024 - Seven Oaks Farm at Hickory Ridge, LLC - Business Owner - Not investment Related - Home Based - Start Date 11/01/2024 - 10 hours per month/ 0 hours during trading 3) 02/24/2026 - Justin Souma - Real Estate Rental - Investment Related - Glenville, NC - Start Date 04/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-22 |
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