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Justin Andrew Souma

LPl Financial LLC

Highlands, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-19
TX RA APPROVED 2024-04-19
  • NC RA
    APPROVED
    Since 2024-04-19
  • TX RA
    APPROVED
    Since 2024-04-19

Branch Locations

476 Dillard Rd, Highlands, NC 28741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Highlands NC 03/2015 04/2024
Lpl Financial Llc Highlands NC 04/2024 Present
  • 03/2015 → 04/2024
    Benjamin F Edwards & Co
    Highlands, NC
  • 04/2024 → Present
    Highlands, NC
Previous Registrations
Other Businesses

1) 03/04/2024 - Hickory Ridge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 12/06/2024 - Seven Oaks Farm at Hickory Ridge, LLC - Business Owner - Not investment Related - Home Based - Start Date 11/01/2024 - 10 hours per month/ 0 hours during trading 3) 02/24/2026 - Justin Souma - Real Estate Rental - Investment Related - Glenville, NC - Start Date 04/01/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-22
  • S66 Uniform Combined State Law Examination
    2004-09-22
Designations

View on SEC IAPD

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