Justin Andrew Souma

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 04/2024
  Benjamin F Edwards & Co
  Highlands, NC
• 04/2024 → Present
  Lpl Financial Llc
  Highlands, NC

Previous Registrations

• 2015-03-16 → 2024-04-30
  Benjamin F. Edwards & Company, Inc.
  St. Louis, MO
  Highlands, NC
  Sherman, TX
  Alpharetta, GA
  St. Louis, MO
  St. Louis, MO
• 2008-10-24 → 2015-03-23
  Lpl Financial Llc
  Warner Robins, GA
  Charlotte, NC
  San Diego, CA
  Charlotte, NC
• 2008-01-01 → 2008-10-30
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2004-09-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Charlotte, NC
  St. Louis, MO
  Charlotte, NC

Other Businesses

1) 03/04/2024 - Hickory Ridge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 12/06/2024 - Seven Oaks Farm at Hickory Ridge, LLC - Business Owner - Not investment Related - Home Based - Start Date 11/01/2024 - 10 hours per month/ 0 hours during trading 3) 02/24/2026 - Justin Souma - Real Estate Rental - Investment Related - Glenville, NC - Start Date 04/01/2026 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2004-09-22

Designations

• Certified Financial Planner