Salvatore Anthony Caruso

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 12/2022
  Aegis Capital Corp
  Mellville, NY
• 12/2022 → Present
  Equitable Advisors Llc
  New York, NY

Previous Registrations

• 2019-04-22 → 2022-12-19
  Aegis Capital Corp.
  Melville, NY

Other Businesses

(1) GBC 663 CORP. , 663 WOODWARD AVE. RIDGEWOOD, NY 11385&#59; RESIDENTIAL BUILDING, INVESTMENT RELATED&#59; PRESIDENT, REAL ESTATE MANAGEMENT&#59; START DATE: 10/01/2015&#59; 1 HR./WK/ DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS. (2) CMC 7865 CORP.,7865 84TH ST. GLENDALE, YN 11385&#59; RESIDENTIAL BUILDING, INVESTMENT RELATED&#59; PRESIDENT, REAL ESTATE MANAGEMENT, START DATE: 10/01/2015&#59; 1 HR./WK. DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS. (3) OUTSIDE INSURANCE: Anthem; Chubb

Exams

• S66 Uniform Combined State Law Examination
  2019-04-17
• S63 Uniform Securities Agent State Law Examination
  2005-10-13

Other Names

• Salvatore A Caruso