Thompson Gress Lemaistre

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 02/2020
  Raymond James & Associates, Inc.
  Jacksonville, FL
• 02/2020 → Present
  Lpl Financial, Llc
  Jacksonville, FL
• 02/2020 → 12/2024
  Maryland Financial Group, Inc. (Dba: Barnett Wealth Advisors)
  Rockville, MD
• 12/2024 → 04/2026
  Headland Capital, Llc
  Jacksonville, FL

Previous Registrations

• 2020-03-20 → 2024-12-18
  Maryland Financial Group, Inc.
  Jacksonville, FL
  Rockville, MD
• 2013-02-13 → 2020-03-13
  Raymond James & Associates, Inc.
  Jacksonville, FL
  Jacksonville, FL
• 2009-04-15 → 2013-02-13
  Morgan Keegan & Company, Llc
  Jacksonville, FL
• 2006-10-20 → 2008-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
• 2005-11-21 → 2006-10-23
  Morgan Stanley Dw Inc.
  Birmingham, AL
  Birmingham, AL

Other Businesses

1. 02/28/2020 - FINANCIAL ADVOCACY NETWORK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ JACKSONVILLE, FL 2. 02/28/2020 - CONSOLIDATED BROKERAGE NETWORK/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 3%/ JACKSONVILLE, FL 3. 02/28/2020 - BARNETT WEALTH ADVISORS/ DBA FOR LPL BUSINESS AND MARYLAND FINANCIAL GROUP, INC. / INVESTMENT RELATED/ 0%/ JACKSONVILLE, FL. 4. 3/25/2020 - Maryland Financial Group - DBA: (Hybrid) Barnett Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/25/2020 - 120 Hours Per Month/30 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Maryland Financial Group, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/25/2020 - Maryland Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 02/25/2020 - 120 Hours Per Month/30 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Maryland Financial Group, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/13/2024 - Headland Capital, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Report6ed Business Location(s) - Start Date 12/16/2024 - 160 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Headland Capital, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-18