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Lauren Rae Wincott

Ameriprise Financial Services, LLC

Katy, TX

Louisville, KY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-10-01
TX RA APPROVED_RES 2010-05-14
CO RA APPROVED 2009-10-05
  • KY RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED_RES
    Since 2010-05-14
  • CO RA
    APPROVED
    Since 2009-10-05

Branch Locations

Katy, TX • United States

408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lone Tree CO 10/2009 03/2020
Ameriprise Financial Services, Inc. Lone Tree CO 10/2009 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lone Tree, CO
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lone Tree, CO
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Scottsdale, AZ
Previous Registrations
  • 2007-08-24 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Lone Tree, CO
    Colorado Springs, CO
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 2005-05-04
  • S65 Uniform Investment Adviser Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    2005-05-04
Other Names
  • Lauren Rae Christine
  • Lauren Rae Christine
  • Lauren Wincott

View on SEC IAPD

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