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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-04-08 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
2150 South 1300 East, Ste 500, Salt Lake City, UT 84106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 08/2015 | 11/2018 |
| Morgan Stanley Services Group, Inc. | South Jordan | UT | 11/2018 | 08/2019 |
| Signal Wealth Advisors | Midvale | UT | 04/2020 | 01/2022 |
| Cetera Advisor Networks | El Segundo | CA | 04/2020 | 10/2023 |
| Cwm, Llc | Omaha | NE | 04/2020 | Present |
| Carson Wealth | Salt Lake City | UT | 02/2022 | 06/2025 |
| Carson Wealth | Salt Lake City | UT | 06/2025 | Present |
| N/A | Cottonwood Heights | UT | 08/2019 | 04/2020 |
NAME OF OTHER BUSINESS: SALT LAKE COMMUNITY COLLEGE AND UNIVERSITY OF UTAH NATURE OF BUSINESS: ACADEMICS POSITION/TITLE/RELATIONSHIP: ADJUNCT FACULTY APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: ADJUNCT FACULTY FOR THE BUSINESS AND HUMANITIES DEPARTMENT - TEACH BUSINESS AND LANGUAGE COURSES NAME OF BUSINESS: Capitaliz Accredited Advisor NATURE: Sales, Coaching & Project Reporting the Capitaliz value acceleration system START: 11/01/2025 POSITION: Capitaliz Accredited Advisor APPX. HRS/MONTH: 15 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 10 DUTIES: Sell, coach and project report the Capitaliz Value Acceleration system.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-03 |
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