Michael R Ianni

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → Present
  Nuveen Securities, Llc
  Hudson, OH
• 09/2011 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2006-07-31 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL

Other Businesses

1) DEPAUL UNIVERSITY, 1 E JACKSON, CHICAGO, IL. NON-INVESTMENT RELATED; ADJUNCT PROFESSOR SINCE 9/2009; 20 HOURS A MONTH; ZERO DURING TRADING HOURS. 2) D. JOEL WHALEN, 1705 W. TERRA COTTA PLACE, CHICAGO, IL 606014; NOT INVESTMENT RELATED, INSTRUCTOR/CONSULTANT, TEACHING EFFECTIVE BUSINESS COMMUNICATIONS; APPROXIMATELY 12 HOURS A MONTH; WILL NOT CONFLICT WITH RESPONSIBLITIES AT NUVEEN; WILL BE COMPENSATED DIRECTLY THROUGH D. JOEL WHELAN, DATES: 1/31/13 THROUGH 12/31/2014.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-27