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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-31 |
| TX | RA | APPROVED | 2018-08-31 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 10/2005 | 08/2018 |
| Bank Of America, N.A. | Walnut Creek | CA | 06/2011 | 08/2018 |
| Ubs Financial Services Inc | Walnut Creek | CA | 08/2018 | Present |
1)I*105941 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SALVATION ARMY OF ALAMEDA COUNTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: OAKLAND, CALIFORNIA 94507 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 5/16/2017 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 18 DUTIES: ADVISORY BOARD SPECIFICALLY ON THE BOARD DEVELOPMENT COMMITTEE 2)Trust Deed / United States / 111 S. Illinois St, Anaheim, CA 92805 / Sole proprietorship / Inherited Deed of Trust against a property previously owned by deceased mother / Receive monthly interest and principal payments. / Start Date 12/10/2018 3)242 Preakness Dr., Placentia, CA 92670 / United States / 242 Preakness Dr., Placentia, California 92670 / Sole proprietorship / Real Estate / Landlord and rent collection. / / / Inheritance. Monthly rental income. / Start Date 12/10/2018 4) Linda M Standen Revocable Trust, 1877 N Lake Blvd, Unit 62, Tahoe City, CA 96145/Vacation and Rental Property/Vacation there and allow property management company to rent/11/2/2020/Investment related?: Yes/Time required off work?: no
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-07 |
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