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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-31
TX RA APPROVED 2018-08-31
  • CA RA
    APPROVED
    Since 2018-08-31
  • TX RA
    APPROVED
    Since 2018-08-31

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 10/2005 08/2018
Bank Of America, N.A. Walnut Creek CA 06/2011 08/2018
Ubs Financial Services Inc Walnut Creek CA 08/2018 Present
Previous Registrations
Other Businesses

1)I*105941 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SALVATION ARMY OF ALAMEDA COUNTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: OAKLAND, CALIFORNIA 94507 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 5/16/2017 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 18 DUTIES: ADVISORY BOARD SPECIFICALLY ON THE BOARD DEVELOPMENT COMMITTEE 2)Trust Deed / United States / 111 S. Illinois St, Anaheim, CA 92805 / Sole proprietorship / Inherited Deed of Trust against a property previously owned by deceased mother / Receive monthly interest and principal payments. / Start Date 12/10/2018 3)242 Preakness Dr., Placentia, CA 92670 / United States / 242 Preakness Dr., Placentia, California 92670 / Sole proprietorship / Real Estate / Landlord and rent collection. / / / Inheritance. Monthly rental income. / Start Date 12/10/2018 4) Linda M Standen Revocable Trust, 1877 N Lake Blvd, Unit 62, Tahoe City, CA 96145/Vacation and Rental Property/Vacation there and allow property management company to rent/11/2/2020/Investment related?: Yes/Time required off work?: no

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 2004-10-07
  • S65 Uniform Investment Adviser Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    2004-10-07
Other Names
  • Linda Marie Standen
  • Linda M Standen

View on SEC IAPD

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