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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-21
VA RA APPROVED 2012-09-17
  • TX RA
    APPROVED_RES
    Since 2012-12-21
  • VA RA
    APPROVED
    Since 2012-09-17

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 08/2012 Present
Bank Of America, N.A. Richmond VA 11/2012 Present
Previous Registrations
Other Businesses

I*407673 For profit or not for profit: Entity Charitable Name of outside business organization: Belltower Pictures Investment related: N Address of business: Richmond, Virginia Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 12/1/2022 Number of hours devoted: 50 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , 2021 - I have been asked to be secretary, a member of the executive committee on the board of directors of a non-profit movie and television production company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
S63 Uniform Securities Agent State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2008-09-19
  • S63 Uniform Securities Agent State Law Examination
    2000-05-08
Other Names
  • Ian Robb Patrick

View on SEC IAPD

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