Matthew L Mandell

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2011-04-21

NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2011-04-21

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Melville	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Other Businesses

Independent Insurance Brokering; US Life - The United States Life Insurance Company in the City of New York; 10/02/2014; . Board of Directors; Appliance World; Board Member; 414 New York Ave, , Huntington, NY, 11734; Not Investment-Related; 10/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-19

S66 Uniform Combined State Law Examination

2005-09-19

Other Names

Matthew Mandell
Matthew Lawrence Mandell

View on SEC IAPD