Jason Brian Smith

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-30

FL RA
APPROVED

Since 2026-07-30

Branch Locations

St Augustine, FL • United States

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	05/2002	06/2023
Citigroup	Jacksonville	FL	06/2023	07/2026
Ameriprise Financial Services Llc	Minneapolis	MN	07/2026	Present

05/2002 → 06/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
06/2023 → 07/2026

Citigroup

Jacksonville, FL
07/2026 → Present

Ameriprise Financial Services Llc

Minneapolis , MN

Previous Registrations

2023-07-11 → 2026-07-13

Citigroup Global Markets Inc.

St. Augustine, FL

New York, NY

Jacksonville, FL

San Antonio, TX

Jacksonville, FL

Jacksonville, FL

San Francisco, CA

Jacksonville, FL

Jacksonville, FL
2011-08-11 → 2023-06-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL

New York, NY

Jacksonville, FL

Jacksonville, FL

Charlotte, NC

New York, NY

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-10

S66 Uniform Combined State Law Examination

2009-12-10

Other Names

Jason B Smith
Jason Smith

View on SEC IAPD