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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-04-14 |
| MN | RA | APPROVED | 2017-02-09 |
| TX | RA | APPROVED | 2017-02-09 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Minnetrista, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 12/2015 | Present |
MAPLE CREST DOCK ASSOC - PRESIDENT UNPAID POSITION, HANDLE DEPOSITS AND PAY BILLS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-22 |
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