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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-29 |
| AL | RA | APPROVED | 2021-05-03 |
Branch Locations
Jacksonville, FL • United States
1 Perimeter Park South Suite 400 S, Birmingham, AL 35243 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Birmingham | AL | 01/2015 | 10/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 10/2018 |
| Mml Investors Services, Llc | Birmingham | AL | 03/2017 | 10/2018 |
| Pruco Securities, Llc | Birmingham | AL | 10/2018 | 04/2021 |
| The Prudential Insurance Company Of America | Birmingham | AL | 10/2018 | 04/2021 |
| Stonex Securities Inc | Birmingham | AL | 04/2021 | Present |
| Stonex Advisors Inc | Birmingham | AL | 04/2021 | Present |
1) Rental Property - 2263 Clearfield Way, Ft Collins, CO 80524 Nature of Business: Rental House Investment Related: Yes Business Position: Owner Business Duties: Collecting Rent, Fixing Renter Concerns Business Start Date: 06/01/2010 Approximately 1 hour spent on this OBA monthly, with zero during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-13 |
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